Compliance Finance Jobs
216 results
Active Roles Feed
Conducts IT Infrastructure audit engagements to critically assess management and internal control processes, approving the nature, extent and timing of the audit, its execution and the formulation of insightful audit rep...
Conducts Capital Markets audit engagements to critically assess management and internal control processes, approving the nature, extent and timing of the audit, its execution and the formulation of insightful audit repor...
Position Summary Work Arrangement ***This position is available as a hybrid position in our Wilmington, DE or Sioux Falls, SD office.*** At The Bancorp, we’ve spent more than 25 years driving innovation in the financial...
Job Description Lazard is one of the world’s preeminent financial advisory and asset management firms. Our people and culture make the difference . While global in presence and reach, ours is a close, collaborativecommun...
We have an excellent opportunity for a US Bank Regulatory Legal Director to join our Global Legal Team. This is a permanent role, based in New York. This role reports to the Head of U.S. Bank Regulatory Legal, who also s...
Requisition ID: 262805 Salary Range: - Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate’s relevant knowled...
Requisition ID: 262802 Salary Range: - Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful candidate’s relevant knowled...
Company Overview KKR is a leading global investment firm that offers alternative asset management as well as capital markets and insurance solutions. KKR aims to generate attractive investment returns by following a pati...
At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it ta...
About This Role Wells Fargo is seeking a Senior Lead Artificial Intelligence Solutions Consultant, as part of the Enterprise AI Lifecycle and Governance-Regulatory, Risk, Audit and Controls team. Learn more about career...
About This Role Wells Fargo is seeking a Senior Lead Artificial Intelligence Solutions Consultant, as part of the Enterprise AI Lifecycle and Governance-Regulatory, Risk, Audit and Controls team. Learn more about career...
Role Purpose Lead the execution of Guardian’s AI governance program by operationalizing enterprise policies, standards, and guardrails across AI models, copilots, agents, and RAG‑based workflows. This role ensures AI gov...
About Our Company We’re a diversified financial services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of 22,000 people across 19 countries, s...
Job Description Are you ready to tackle the complexities of global regulatory compliance and drive innovation in e-invoicing and tax technology? As a member of the Regulatory Affairs team, you can be a part of our journe...
About this role The Regulatory Reporting Team: The Regulatory Reporting Team sits within BlackRock’s Reporting and Regulatory Solutions, part of Tech & Ops Business Operation Services. Regulatory Solutions is respon...
Job Description Are you ready to tackle the complexities of global regulatory compliance and drive innovation in e-invoicing and tax technology? As a member of the Regulatory Affairs team, you can be a part of our journe...
We are seeking someone to join our team as a Global Financial Crimes (GFC) : KYC Controls Monitoring and Screening Professional. In the Legal & Compliance division, we assist the Firm in achieving its business object...
Supervisory Control Procedures Team Full-time / Springfield, MA The Opportunity As a Regulatory Operations Consultant , you’ll evaluate exception reporting, ensure compliance with supervisory controls, and help uphold st...
Federated Hermes Career Opportunity #9809 Auditor (Hybrid) We have an exciting opportunity for an Auditor in our downtown Pittsburgh Headquarters. What You’ll Do As an Auditor, you will have the opportunity to participat...
PJT Partners is a global advisory-focused investment bank. Our team of senior professionals delivers a wide array of strategic advisory, shareholder advisory, restructuring and special situations and private fund advisor...